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Phase II clinical trial of neoadjuvant and adjuvant pembrolizumab in resectable local-regionally advanced head and neck squamous cell carcinoma

T. Wise-Draper, S. Gulati, Sarah Palackdharry, B. Hinrichs, F. Worden, M. Old, N. Dunlap, J. Kaczmar et al.

Clinical Cancer Research, 2022

157 citations

Abstract

Purpose: Patients with resected, local-regionally advanced, head and neck squamous cell carcinoma (HNSCC) have a 1-year, disease-free survival (DFS) of 65-69% despite adjuvant (chemo)radiotherapy. Neoadjuvant PD-1 immune checkpoint blockade (ICB) has demonstrated clinical activity, but biomarkers of response and effect on survival remain unclear. Experimental Design: Eligible patients had resectable squamous cell carcinoma of the oral cavity, larynx, hypopharynx or oropharynx (p16-negative) and clinical stage T3-T4 and/or two or more nodal metastases or clinical extracapsular nodal extension (ENE). Patients received neoadjuvant pembrolizumab 200mg 1-3 weeks prior to surgery, were stratified by absence (intermediate-risk) or presence (high-risk) of positive margins and/or ENE, and received adjuvant radiotherapy (60-66Gy) and concurrent pembrolizumab (q3 wks x 6 doses). Patients with high-risk HNSCC also received weekly, concurrent cisplatin (40mg/m2). Primary outcome was 1-year DFS. Secondary endpoints were 1-year OS and pathological response (PR). Safety was evaluated with CTCAE v5.0. Results: From February 2016 to October 2020, 92 patients enrolled. Median age was 59 years (range, 27 – 80), 30% were female, 86% had stage T3-T4 and 69% had ≥N2. At a median follow-up of 28 months, 1-year DFS was 97% (95% CI 71-90%) in the intermediate-risk group and 66% (95% CI 55-84%) in the high-risk group. Patients with a PR had significantly improved 1-year DFS relative to patients…

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