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Retrieval-Augmented Generation Enhanced GPT-4.1 to Support Clinical Trial Informed Consent Review for Data Reuse

Amugongo LM, Schaller L, van Dijk M, Wendt H, Neumann C, Freisinger A, Deska J

2026

Abstract

Background: : Regulatory frameworks such as the Belmont Report, the Common Rule, and the Declaration of Helsinki require informed consent to ensure participants understand a study’s purpose and can make voluntary decisions about their involvement. Regulations including the General Data Protection Regulation (Regulation (EU) 2016/679) further emphasise that consent must be freely given and revocable without disadvantage. Although informed consent forms (ICFs) are intended to be clear and accessible, they have become increasingly lengthy and complex. Large language models (LLMs) offer potential to navigate and interpret this complexity and have shown promise in biomedical information extraction tasks. However, their susceptibility to hallucinations limits reliability in high stakes settings. Retrieval augmented generation (RAG) can mitigate such errors. This study evaluates the integration of LLMs with RAG for reviewing data reuse language in ICFs and their ability to interpret complex textual structures.

Methods:: Firstly, we processed 438 ICFs from different trials, including multi-countries, languages and versions of ICFs. Using expertly curated prompts, we extracted information about data reuse using GPT-4.1. Comparing the LLM-generated data reuse outputs with human expert ground truth, we evaluated accuracy and the time required to extract information for each ICF. To further validate the workflow, we evaluated an independent set of 488 ICFs spanning additional trials,…

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Evidence Hub reads this as a cohort study, done in people. Its evidence level is 3 of 5 (Moderate · trial / cohort / secondary analysis). Trials without a large randomized design, cohorts and secondary analyses give moderate evidence.

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