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Prompt-based and Fine-tuned GPT Models for Context-Dependent and -Independent Deductive Coding in Social Annotation

Chen-Yu Hou, Gao-Xia Zhu, Juan Zheng, Lishan Zhang, Xiao-Shan Huang, Tian-Long Zhong, Shan Li, Han-Xiang Du et al.

International Conference on Learning Analytics and Knowledge, 2024

49 citations

Abstract

GPT has demonstrated impressive capabilities in executing various natural language processing (NLP) and reasoning tasks, showcasing its potential for deductive coding in social annotations. This research explored the effectiveness of prompt engineering and fine-tuning approaches of GPT for deductive coding of context-dependent and context-independent dimensions. Coding context-dependent dimensions (i.e., Theorizing, Integration, Reflection) requires a contextualized understanding that connects the target comment with reading materials and previous comments, whereas coding context-independent dimensions (i.e., Appraisal, Questioning, Social, Curiosity, Surprise) relies more on the comment itself. Utilizing strategies such as prompt decomposition, multi-prompt learning, and a codebook-centered approach, we found that prompt engineering can achieve fair to substantial agreement with expert-labeled data across various coding dimensions. These results affirm GPT's potential for effective application in real-world coding tasks. Compared to context-independent coding, context-dependent dimensions had lower agreement with expert-labeled data. To enhance accuracy, GPT models were fine-tuned using 102 pieces of expert-labeled data, with an additional 102 cases used for validation. The fine-tuned models demonstrated substantial agreement with ground truth in context-independent dimensions and elevated the inter-rater reliability of context-dependent categories to moderate levels. This…

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