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Information-Theoretic Foundation for Federated Learning Privacy

Jincheng Zhang

Zenodo (CERN European Organization for Nuclear Research), 2026

Abstract

Federated learning (FL) offers a promising approach to training machine learning models on decentralized data while preserving data privacy. However, existing privacy-preserving techniques frequently rely on approximations and heuristics, often lacking rigorous mathematical justification. This work presents a novel information-theoretic framework for analyzing and controlling information leakage in federated learning. We leverage concepts from source coding and channel capacity to derive tight bounds on the information revealed by local model updates. These bounds provide provable privacy guarantees, offering a significant advancement over existing methods. The core contribution lies in establishing a solid, mathematically grounded foundation for FL privacy, facilitating the design of more robust and efficient privacy-preserving algorithms. We demonstrate the framework's applicability through theoretical analysis and illustrate its potential for optimizing privacy-utility trade-offs within FL systems. ---

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